Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lacey is a financial advisor with LPL Financial LLC. Michael has over 20 years of experience in the financial services industry and holds Series 6, 7, 63 and 65 licenses. Michael is registered to offer investment advisory services in Iowa and several other states. Michael is committed to providing personalized financial planning and investment management services to individuals, families, and businesses. Michael specializes in retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/04/2022 - Present
LPL Financial LLC (DYERSVILLE IA)
CO
03/19/2021 - 12/21/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
05/09/2018 - 02/26/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
WI
10/11/2017 - 04/05/2018
LPL FINANCIAL LLC (MONROE WI)
IA
07/21/2005 - 10/10/2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
CA
04/15/2004 - 11/18/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NJ
12/13/1999 - 05/29/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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