linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Richard Jacks

Sutter Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Richard Jacks

Michael Jacks is a financial professional with over 40 years of experience in the securities industry. Michael is currently registered with Sutter Securities Inc. Prior to that, Michael was employed with Boustead Securities, LLC, Jesup & Lamont Securities Corp, Empire Financial Group, Inc., The Shemano Group, Inc., Waldron & Co., Inc., Kemper Securities Group, Inc., Bateman Eichler, Hill Richards, Incorporated, Bear, Stearns & Co. Inc., Kidder, Peabody & Co. Incorporated, and Paine, Webber, Jackson & Curtis Inc. Michael is also licensed to sell securities in several states.

Firm Information

Michael Jacks is currently registered with Sutter Securities Inc.. Sutter Securities Inc. is a corporation that was formed on July 22, 1992. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Jacks’s Registration & Firm History

CA

10/01/2008 - Present

Sutter Securities Inc. (IRVINE CA)

CA

11/09/2018 - 02/26/2020

BOUSTEAD SECURITIES, LLC (IRVINE CA)

CA

05/12/2008 - 05/28/2008

JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)

CA

02/03/2006 - 05/28/2008

EMPIRE FINANCIAL GROUP, INC. (SAN FRANCISCO CA)

CA

11/14/1994 - 01/31/2006

THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)

CA

10/11/1991 - 10/13/1994

WALDRON & CO., INC. (IRVINE CA)

MO

09/04/1990 - 09/23/1991

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

03/15/1989 - 09/04/1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

NA

11/10/1983 - 03/18/1989

BEAR, STEARNS & CO. INC.

NA

10/08/1982 - 01/12/1984

KIDDER, PEABODY & CO. INCORPORATED

NA

10/24/1980 - 09/24/1982

PAINE, WEBBER, JACKSON & CURTIS INC.

Not sure if Michael Richard Jacks is right for you?

Licenses & Designations

BC

Issued 10/30/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Michael Richard Jacks. Review regulatory record here.
Not sure if Michael Richard Jacks is right for you?