Unclaimed
Michael Richard Fontaine is an investment advisor representative at Ameriprise Financial Services, LLC. Michael has been in the securities industry since November 2005. Michael is licensed in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Missouri, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, and Washington. Michael has passed the Series 66, Series 7, and the SIE exam. Michael is a registered investment advisor in Texas. Ameriprise Financial Services, LLC has offices in Westborough, MA, and North Andover, MA. Ameriprise Financial Services, LLC manages over $479.79 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
06/17/2014 - Present
Ameriprise Financial Services, LLC (WESTBOROUGH MA)
BOTH
Issued 12/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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