Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richard Fischer is a financial advisor with over 20 years of experience in the financial services industry. Michael Fischer is currently registered with LPL Financial LLC. Michael Fischer has a Series 7, Series 55, and Series 63 license. Michael Fischer has previously been registered with National Planning Corporation, Genworth Financial Securities Corporation, C.J.M. Planning Corp., Schwab Capital Markets L.P., and Wall Street Access. Michael Fischer specializes in financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (STATEN ISLAND NY)
NY
08/29/2012 - 11/29/2017
NATIONAL PLANNING CORPORATION (STATEN ISLAND NY)
NY
10/24/2005 - 08/31/2012
GENWORTH FINANCIAL SECURITIES CORPORATION (STATEN ISLAND NY)
NJ
11/30/2004 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
CT
09/19/2000 - 12/20/2002
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
06/07/1999 - 09/18/2000
WALL STREET ACCESS (NEW YORK NY)
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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