Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richard Brown is a financial advisor with over 10 years of experience in the industry. Michael is currently registered with Cambridge Investment Research Advisors, Inc. and has a strong track record of providing personalized financial advice and investment management services to individuals, families, and businesses. Previous firms include Park Avenue Securities LLC, Woodbury Financial Services, Inc., Newport Group Securities, Inc., and OneAmerica Securities, Inc. Michael holds a variety of securities licenses including Series 6, 7, 63, 66 and SIE and is committed to staying up-to-date on the latest financial trends and regulations. Michael is dedicated to helping clients achieve their financial goals and believes that a strong client-advisor relationship is key to success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
SC
03/14/2024 - Present
Cambridge Investment Research Advisors, Inc. (Indian Land SC)
NC
12/02/2021 - 06/07/2022
PARK AVENUE SECURITIES LLC (CHARLOTTE NC)
MN
07/27/2021 - 09/13/2021
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
FL
08/31/2016 - 09/05/2017
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
IN
10/01/2015 - 07/08/2016
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IL
12/03/2014 - 10/01/2015
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
MA
06/23/2011 - 11/10/2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
10/05/2010 - 06/01/2011
LINCOLN FINANCIAL ADVISORS CORPORATION (BOSTON MA)
MA
03/05/2009 - 09/21/2010
MML INVESTORS SERVICES, INC. (BOSTON MA)
MA
03/14/2008 - 02/19/2009
NEW ENGLAND SECURITIES (BOSTON MA)
BOTH
Issued 04/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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