Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rich Hatch is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the securities industry since April 19, 2003. Michael is a registered representative in Washington, Alabama, Arizona, California, Colorado, Florida, Idaho, New York, North Carolina, Oregon, South Dakota, Utah, and the Virgin Islands. Michael is also a registered investment advisor in Washington. Michael is series 7, 31, 65, and 66 licensed. Michael has worked at several firms including Citi Private Advisory, LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and J.P. Morgan Securities Inc. Michael also has experience at Sanford C. Bernstein & Co., LLC, Liberty Pacific Securities, LLC, Goldman, Sachs & Co., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
03/28/2017 - 11/19/2018
CITI PRIVATE ADVISORY, LLC (Seattle WA)
WA
05/11/2012 - 11/19/2018
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
WA
10/01/2008 - 05/11/2012
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
02/21/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SEATTLE WA)
WA
03/06/2006 - 11/14/2007
SANFORD C. BERNSTEIN & CO., LLC (SEATTLE WA)
NY
05/19/2005 - 03/01/2006
LIBERTY PACIFIC SECURITIES, LLC (NEW YORK NY)
NY
03/15/2001 - 04/11/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
11/16/2000 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 4/17/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 5/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/9/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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