Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rice-shesh is a financial advisor at Prudential Investment Management Services LLC. Michael is registered with FINRA and has been active in the industry since June 22, 2009. Michael has passed the Series 6, 7, and SIE exams, along with the Series 63. Michael has a strong track record of success in the financial services industry, and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/21/2019 - Present
Prudential Investment Management Services LLC (NEW YORK NY)
TN
07/20/2012 - 03/21/2018
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
10/25/2010 - 03/29/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/10/2008 - 10/21/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
PA
08/14/2006 - 10/23/2006
FIRST INVESTORS CORPORATION (PHILADELPHIA PA)
BC
Issued 08/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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