Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Miller is a financial professional with over 30 years of experience in the industry. Michael has a wide range of experience working with a variety of clients including high-net-worth individuals, corporations, insurance companies, and pension and profit-sharing plans. Michael is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since June 2016. Before that, Michael was employed by Oppenheimer & Co. Inc. Prior to that, he held positions at Stanford Group Company, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Smith Barney Inc., Lehman Brothers Inc., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/24/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
03/16/2009 - 06/02/2016
OPPENHEIMER & CO. INC. (DALLAS TX)
TX
03/31/2006 - 03/16/2009
STANFORD GROUP COMPANY (DALLAS TX)
NY
01/13/2001 - 04/12/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/28/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
07/31/1993 - 06/17/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
09/24/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
10/25/1990 - 10/01/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
02/24/1988 - 11/05/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 9/9/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 3/4/1991
Series 3 - National Commodity Futures Examination
BC
Issued 2/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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