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Michael Reid Thompson

Allstate Financial Services, LLC

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About Michael Reid Thompson

Michael Thompson is a financial professional with over 30 years of experience in the industry. Michael currently is registered with Allstate Financial Services, LLC in Atlanta, Georgia. Michael is a Series 7 and Series 63 licensed professional. Michael has held prior roles with firms including Synovus Securities, Inc., First Allied Securities, Inc., Josephthal & Co., Inc., Southwick Investments, Inc., Fidelity National Capital Investors, Inc., Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, Shearson Lehman Hutton Inc. and Oppenheimer & Co., Inc.

Firm Information

Michael Thompson is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Thompson’s Registration & Firm History

GA

07/14/2009 - Present

Allstate Financial Services, LLC (Atlanta GA)

GA

12/10/2007 - 10/21/2008

SYNOVUS SECURITIES, INC. (ATLANTA GA)

CA

05/02/2001 - 10/10/2002

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

NY

11/17/2000 - 05/11/2001

JOSEPHTHAL & CO., INC. (NEW YORK NY)

GA

12/10/1996 - 11/17/2000

SOUTHWICK INVESTMENTS, INC. (ATLANTA GA)

GA

03/28/1995 - 11/07/1996

FIDELITY NATIONAL CAPITAL INVESTORS, INC. (ATLANTA GA)

NY

03/15/1994 - 10/10/1994

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/15/1993 - 02/10/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/23/1990 - 12/07/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/01/1989 - 02/22/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NY

10/26/1987 - 07/27/1988

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

11/21/1986 - 10/14/1987

INVESTMENT CORPORATION OF VIRGINIA

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Licenses & Designations

BC

Issued 10/29/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Reid Thompson. Review regulatory record here.
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