Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Reese Regazzi is a financial professional with over 10 years of experience in the industry. Michael has a strong background in securities and derivatives, having worked at Tradition Securities AND Derivatives LLC since April 2016. Prior to that, Michael was employed by TFS DERIVATIVES CORPORATION from April 2011 to April 2016. Michael holds the Series 3, SIE and Series 7 licenses, as well as the Series 63 license, and is registered with FINRA and the State of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/01/2011 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 02/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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