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Michael Raymond Scalpato

Pruco Securities, LLC

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About Michael Raymond Scalpato

Michael Scalpato is a financial professional with over 50 years of experience in the financial services industry. Michael is currently registered with Pruco Securities, LLC and has been associated with the firm since 2000. Michael has held previous roles with various firms including Canada Life of America Financial Services, Inc., Walnut Street Securities, Inc. and John Hancock Distributors, Inc. Michael has a strong track record in the industry, having worked with a wide range of clients, including individuals, corporations, and trusts. Michael is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Michael Scalpato is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Scalpato’s Registration & Firm History

SC

12/15/2023 - Present

Pruco Securities, LLC (BLUFFTON SC)

SC

10/18/2000 - 03/24/2023

PRUCO SECURITIES, LLC. (BLUFFTON SC)

CO

01/15/1999 - 05/18/2000

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CA

06/10/1998 - 12/31/1998

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CA

03/07/1995 - 07/17/1996

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

MA

07/08/1971 - 08/12/1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

11/08/1968 - 08/12/1993

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 06/05/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Raymond Scalpato.
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