Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raymond Pugh is a financial advisor with over 18 years of experience in the financial services industry. Pugh is currently registered with LPL Financial LLC and has been with the firm since May 2018. Previously, Pugh was affiliated with Black Creek Capital Markets, LLC, Jackson National Life Distributors, Inc. and National Planning Corporation. Pugh is a licensed Series 6, 7, 24 and 66 representative and holds a SIE license. Pugh is registered to provide financial advice in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/11/2018 - Present
LPL Financial LLC (LITTLETON CO)
CO
10/15/2004 - 05/14/2018
BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)
TN
02/14/2002 - 09/14/2004
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
05/02/2000 - 12/31/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 11/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Pugh is the right advisor for you? Invested Better is here to help.
