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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raymond McNaughton is a financial advisor with Commonwealth Financial Network, a firm with offices in Waltham, Massachusetts. Michael has been in the financial industry since July 5, 1991. He has a variety of experience including working with AXA Advisors, LLC and MONY Securities Corporation. He is also a Certified Financial Planner and is registered in several states. Michael is a member of the Financial Industry Regulatory Authority (FINRA) and holds several licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (Rochester NY)
NY
06/01/2005 - 02/28/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/09/2002 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/19/1998 - 09/09/2002
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NA
05/05/1997 - 09/19/1997
SAGE, RUTTY & CO., INC.
NY
09/27/1996 - 09/19/1997
SAGE, RUTTY & CO., INC. (ROCHESTER NY)
NJ
08/07/1990 - 05/06/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/07/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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