Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hazen is a financial advisor with Verity Asset Management, Inc. in Durham, NC. Michael is a registered investment advisor in both North Carolina and Texas. He specializes in providing financial planning and investment management services to individuals, families, and businesses. Michael has been working in the financial services industry since 2005 and has a strong track record of helping clients achieve their financial goals. Michael is committed to providing his clients with personalized, high-quality service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Administrative services for advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
10/20/2020 - Present
Verity Asset Management (DURHAM NC)
CA
04/26/2017 - 01/15/2020
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
04/26/2017 - 01/15/2020
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
04/26/2017 - 01/15/2020
CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)
CA
04/26/2017 - 01/15/2020
CETERA INVESTMENT SERVICES LLC (SAN DIEGO CA)
CA
04/26/2017 - 01/15/2020
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
04/26/2017 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
CA
04/26/2017 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
TX
11/13/2014 - 04/22/2017
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
GA
04/25/2005 - 04/28/2014
SCOTTRADE, INC. (KENNESAW GA)
BOTH
Issued 10/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2021
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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