Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raymond Flooks is a registered representative with Crews & Associates, Inc. with over 30 years of experience in the financial services industry. Michael has extensive experience in various areas of the financial services industry, including portfolio management for individuals and businesses. Previously, Michael was employed by several financial institutions, including Mischler Financial Group, Inc., Stifel, Nicolaus & Company, Incorporated, and Vining-Sparks IBG, LLC. Michael has a broad range of licenses and designations, including a Series 7, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2023 - Present
Crews & Associates, Inc. (New York NY)
CT
05/17/2022 - 06/16/2023
MISCHLER FINANCIAL GROUP, INC. (STAMFORD CT)
CT
04/22/2022 - 05/23/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (Westport CT)
CT
04/14/2015 - 04/22/2022
VINING-SPARKS IBG, LLC (Westport CT)
CT
09/28/2009 - 04/09/2015
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
11/06/2006 - 06/10/2009
NATCITY INVESTMENTS, INC. (STAMFORD CT)
CT
12/14/2000 - 10/19/2006
AMHERST SECURITIES GROUP, L.P. (WESTPORT CT)
NY
02/08/2000 - 08/25/2000
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
TX
02/24/1999 - 02/08/2000
SPIRES FINANCIAL, L.P. (HOUSTON TX)
CT
05/13/1997 - 12/02/1998
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NJ
06/08/1994 - 09/17/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
04/22/1993 - 06/21/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/25/1988 - 04/13/1993
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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