Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Darby has over 29 years of experience in the financial services industry. Michael is registered as an investment advisor representative in Ohio with Raymond James Financial Services Advisors, Inc. Michael is also a registered representative with Raymond James Financial Services, Inc. Michael has held previous roles with MORGAN STANLEY DW INC. Michael specializes in providing investment advice for individuals, corporations and businesses, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. Michael's experience includes providing financial planning, portfolio management, and pension consulting services. Michael also offers educational seminars and helps clients select other financial advisors. Michael is committed to providing clients with personalized service and a comprehensive approach to their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (CUYAHOGA FALLS OH)
NY
01/25/1994 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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