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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raymond Buco is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the industry since 1998 and has a broad range of experience. Michael's background includes experience with a variety of firms, including Bank of America, NYLIFE Securities LLC, and Quick & Reilly, Inc. He is a registered investment advisor and holds Series 63, 65, 66, 7, 9, 10, 24, 31, and SIE licenses. Michael is committed to providing his clients with personalized financial advice and investment strategies. Michael Raymond Buco specializes in providing investment advice to individuals, businesses, corporations, high-net-worth individuals, and institutions. Michael's expertise includes portfolio management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/22/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
RI
08/05/2013 - 12/02/2014
SCOTTRADE, INC. (PROVIDENCE RI)
RI
03/15/2010 - 07/25/2013
NYLIFE SECURITIES LLC (PROVIDENCE RI)
RI
10/20/2004 - 03/27/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
06/19/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
12/17/1999 - 05/30/2000
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
04/30/1997 - 07/29/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
NY
10/03/1995 - 12/20/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/18/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2007
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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