Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alberto is a financial advisor with over 17 years of experience in the financial services industry. Michael is currently registered with ADP Broker-Dealer, Inc. and previously worked with Park Avenue Securities LLC and AXA Distributors, LLC. Michael holds FINRA Series 6, 26, and 63 licenses, as well as the SIE. He is registered with the state of New Jersey and 50 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/11/2012 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
05/16/2011 - 06/15/2012
PARK AVENUE SECURITIES LLC (WESTBURY NY)
NC
11/23/2004 - 02/01/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 12/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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