Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raymond Abbott is a financial professional with over 28 years of experience in the financial services industry. Michael currently holds a Series 63 and 66 license, and he is registered with the state of Colorado and Texas. Michael is also a Certified Financial Planner™ and a Chartered Financial Consultant. Previously, Michael was affiliated with The Leaders Group, Inc., Lincoln Financial Distributors, Inc. and UBS Financial Services Inc.. Michael works at Charles Schwab & Co., Inc. Michael is a financial advisor who provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
06/20/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
03/19/2014 - 01/27/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
04/24/2012 - 02/03/2014
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
12/14/1993 - 04/23/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 08/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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