Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ray Smith is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Michael has been in the industry since February 5, 2005. Michael is registered in 19 states including North Carolina, Florida, Georgia, California and Texas, and holds the Series 66, Series 7 and SIE securities licenses. Michael's primary focus is on providing financial planning and portfolio management services to individuals and businesses. Michael is also a registered investment advisor in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
07/22/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
01/28/2009 - 11/26/2013
BB&T INVESTMENT SERVICES, INC. (CLAYTON NC)
KY
05/19/2004 - 12/31/2008
BB&T INVESTMENT SERVICES, INC. (OWENSBORO KY)
BOTH
Issued 07/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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