Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ray Mummert is a financial advisor with Allstate Financial Services, LLC, with over 30 years of experience in the industry. Michael has been registered with the firm since July 9, 2004. He has a strong background in securities and investment products, having passed a number of industry examinations, including the Series 6, Series 7, Series 63, and Series 65. Michael currently holds licenses in Delaware and Pennsylvania. His previous work experience includes a role with PRUCO SECURITIES, LLC, where Michael was registered from July 20, 1993 to July 15, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/09/2004 - Present
Allstate Financial Services, LLC (York PA)
NJ
07/20/1993 - 07/15/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 12/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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