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Michael Ray Hammond

Fidelity Brokerage Services LLC

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About Michael Ray Hammond

Michael Hammond is a financial advisor with Fidelity Brokerage Services LLC, registered in Kentucky. Michael has been in the financial industry since June 19, 2015 and is currently located in COVINGTON, Kentucky. Michael has passed the Uniform Combined State Law Examination (Series 66) and the General Securities Representative Examination (Series 7).

Firm Information

Michael Hammond is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Hammond’s Registration & Firm History

KY

06/20/2015 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 07/24/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Ray Hammond. Review regulatory record here.
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