Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gula is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Michael has been in the industry since 1986. Michael has a Series 7, Series 63 and Series 65 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and several states, including Connecticut, California, Florida, Maryland, Massachusetts, New Hampshire, New York, Vermont and Washington. Michael is also a registered investment advisor representative with Cambridge Investment Research, Inc., in Fairfield, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
04/22/2010 - Present
Cambridge Investment Research Advisors, Inc. (NIANTIC CT)
CT
11/06/2003 - 06/26/2009
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
FL
07/18/1989 - 11/07/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
12/16/1987 - 07/27/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/03/1987 - 01/12/1988
BROAD REACH CAPITAL, INC.
NA
04/23/1985 - 08/19/1987
ISFA CORPORATION
IA
Issued 06/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Gula is the right advisor for you? Invested Better is here to help.
