Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Grossman is a financial advisor at LPL Financial LLC with over 27 years of experience in the financial services industry. Michael Grossman has been registered with LPL Financial LLC since October 2022. Michael Grossman has also worked at a number of other firms including Securities America, Inc., Triad Advisors LLC, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Charles Schwab & Co., Inc., Vanguard Marketing Corporation, United Planners' Financial Services of America A Limited Partner and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/28/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
NE
06/17/2020 - 10/12/2022
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
06/17/2020 - 10/12/2022
TRIAD ADVISORS LLC (ATLANTA GA)
GA
07/05/2018 - 10/12/2022
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/05/2018 - 10/12/2022
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
07/05/2018 - 10/12/2022
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
07/05/2018 - 10/12/2022
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
09/23/1999 - 07/24/2017
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
PA
02/10/1997 - 08/30/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
AZ
07/11/1996 - 02/03/1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NY
11/16/1993 - 10/30/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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