Unclaimed
Michael Cummings is a financial professional registered with CTC, LLC. Michael has been in the securities industry since 2019, Michael is a Series 57TO and SIE licensed representative and is registered with the FINRA. Michael is located in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/04/2019 - Present
CTC, LLC (CHICAGO IL)
IL
01/05/2015 - 02/03/2015
CTC L.L.C. (CHICAGO IL)
BC
Issued 03/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2019
Series 57TO - Securities Trader Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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