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Michael Ray Anders

Charles Schwab & CO., Inc.

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About Michael Ray Anders

Michael Anders is a financial professional with over 15 years of experience in the industry. Michael is currently registered with Charles Schwab & Co., Inc. in Austin, Texas. Prior to joining Charles Schwab & Co., Inc., Michael worked at 401(K) INVESTMENT SERVICES, INC. in Austin, Texas and INTERSECURITIES, INC. in San Antonio, Texas. Michael has a broad range of experience and holds licenses for Series 6, 7, 63 and SIE. Michael has been registered with the state of Texas since 2010 and has held active registrations in a total of 52 states and territories.

Firm Information

Michael Anders is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Anders’s Registration & Firm History

TX

01/26/2010 - Present

Charles Schwab & CO., Inc. (Austin TX)

TX

06/21/2007 - 12/31/2008

401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)

TX

12/04/2006 - 02/08/2007

INTERSECURITIES, INC. (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 01/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/01/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Michael Ray Anders. Review regulatory record here.
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