Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raul Garcia is a financial professional in Tulsa, Oklahoma with experience in the financial industry. Michael is currently registered with Alliance-ONE Investments, LLC and previously worked at Transamerica Capital, Inc. and NYLIFE Securities LLC. Michael holds the Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
12/01/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
TX
07/11/2023 - 12/01/2023
TRANSAMERICA CAPITAL, INC. (Plano TX)
TX
03/18/2021 - 10/20/2021
NYLIFE SECURITIES LLC (DALLAS TX)
BC
Issued 03/18/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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