Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Randel Cruz is a financial advisor with National Financial Services LLC. Michael has been in the industry since November 11, 2014 and has held licenses with several firms, including ROBINHOOD FINANCIAL, LLC, CHARLES SCHWAB & CO., INC., and FIDELITY BROKERAGE SERVICES LLC. Michael holds licenses for both Series 63 and 66, as well as Series 7 and SIE. Michael currently holds a registration with FINRA and an SRO registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/01/2021 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/27/2021 - 06/07/2021
ROBINHOOD FINANCIAL, LLC (Westlake TX)
TX
04/17/2019 - 01/15/2021
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
07/14/2014 - 03/20/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 06/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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