Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romig has been in the financial services industry since 1987 and is currently registered with LPL Financial LLC in Mandeville, Louisiana. Michael is a registered representative with Series 7, 6, 63, 66, 24 and 51 securities licenses. Michael is also registered to provide investment advisory services in Louisiana, Oklahoma, and Texas. In addition to working with LPL Financial LLC, Michael is also affiliated with Romig Capital Affiliates Corporation and Transform 401(k). Michael specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/05/2021 - Present
LPL Financial LLC (MANDEVILLE LA)
TX
07/02/2001 - 08/22/2013
NATIONAL PLANNING CORPORATION (ADDISON TX)
GA
02/22/1997 - 07/02/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
05/24/1990 - 02/07/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
AZ
11/19/1989 - 03/07/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/03/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/17/1987 - 11/03/1987
SMA EQUITIES, INC.
BOTH
Issued 03/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Romig is the right advisor for you? Invested Better is here to help.
