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Michael Ralph Pope

Wells Fargo Clearing Services, LLC

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About Michael Ralph Pope

Michael Pope is a registered representative with Wells Fargo Clearing Services, LLC, with over 20 years of experience in the financial industry. Michael is also an investment advisor representative registered with the state of New Mexico. Michael has a strong understanding of the financial markets and provides investment advice to individuals, businesses, and institutions. Michael has a wide range of experience, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, ICAP Corporates LLC, MF Global Inc., and Refco Securities, LLC.

Firm Information

Michael Pope is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Pope’s Registration & Firm History

NM

02/20/2015 - Present

Wells Fargo Clearing Services, LLC (ALBUQUERQUE NM)

IL

04/25/2012 - 09/06/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

IL

07/08/2010 - 07/28/2010

ICAP CORPORATES LLC (CHICAGO IL)

IL

01/26/2001 - 07/17/2009

MF GLOBAL INC. (CHICAGO IL)

NY

10/31/1997 - 02/20/2001

REFCO SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/08/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Ralph Pope. Review regulatory record here.
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