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Michael Rail

Cowen AND Co.

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About Michael Rail

Michael Rail is a registered representative with Cowen and Co. and has been in the industry since 1988. Michael has Series 7, 24, 55, 57TO and SIE licenses and holds registrations in Connecticut and New York. Previously, Michael was associated with International Strategy & Investment Group LLC, Jefferies & Company, Inc., Lehman Brothers Inc., Credit Suisse First Boston LLC and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Michael Rail is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rail’s Registration & Firm History

CT

04/25/2014 - Present

Cowen AND Co. (Stamford CT)

NY

08/09/2012 - 05/19/2014

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)

NY

11/17/2005 - 08/09/2012

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

07/16/2003 - 10/20/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

10/10/2000 - 05/09/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

02/24/1988 - 10/10/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

03/11/1988 - 05/05/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 01/18/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Michael Rail. Review regulatory record here.
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