Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Florez is a financial professional with over 29 years of experience in the industry. Michael is currently registered with TP Icap Global Markets Americas LLC and holds a Series 3, 4, 7, 24, 55, 57TO, and 63 license. Michael previously worked at Tullett Prebon Financial Services LLC and Prebon Financial Products Inc. Michael is licensed in California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
07/14/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
06/27/1994 - 04/21/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 04/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2009
Series 4 - Registered Options Principal Examination
BC
Issued 07/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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