Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Willeford is an Investment Advisor Representative with over 20 years of experience in the financial industry. Michael currently works with Merrill Lynch, Pierce, Fenner & Smith Inc. where has been working since June of 2013. Before that Michael worked with several other firms, including Northwestern Mutual Investment Services, LLC, Capital Brokerage Corporation, and Jackson National Life Distributors LLC. Michael is registered to provide investment advice in multiple states, and has passed a number of exams. Michael specializes in advising individuals, corporations, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/26/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
CO
07/19/2010 - 01/03/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
VA
02/01/2008 - 02/24/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
TN
11/08/2006 - 01/18/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CO
04/04/2006 - 10/10/2006
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
NE
01/28/2003 - 05/11/2005
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NY
02/12/1998 - 01/08/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/12/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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