Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wilcox is a financial advisor with over 29 years of experience in the industry. Michael is registered with J.P. Morgan Securities LLC and has Series 6, 7, 9, 10, 31, 63, and 65 licenses. Michael provides financial planning, pension consulting and selection of other advisers services, as well as portfolio management for businesses and individuals. Michael has been in the financial services industry since 1994 and has held previous positions with Edward Jones, Charles Schwab & Co., Inc., Stifel, Nicolaus & Company, Incorporated, UBS PaineWebber Inc., Dean Witter Reynolds Inc., EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States. Michael is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MO
07/25/2024 - Present
J.p. Morgan Securities LLC (Springfield MO)
MO
04/01/2024 - 07/18/2024
EDWARD JONES (ST. LOUIS MO)
MO
10/15/2003 - 01/11/2024
CHARLES SCHWAB & CO., INC. (Chesterfield MO)
MO
06/14/2002 - 10/01/2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NJ
05/21/1999 - 07/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/26/1995 - 05/27/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/24/1994 - 11/14/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/24/1994 - 11/14/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/21/1989 - 03/23/1989
FIRST INVESTORS CORPORATION
IA
Issued 7/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/3/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/29/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 6/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 3/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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