Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ward is a registered representative of Northwestern Mutual Investment Services, LLC. Michael has been in the securities industry since January 7, 2014. Michael is registered with the state of Maryland and has passed the Series 66, SIE and Series 7 exams. Michael has previously worked at AXA Advisors, LLC. Michael's office is located in Baltimore, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
10/04/2016 - Present
Northwestern Mutual Investment Services, LLC (BALTIMORE MD)
MD
11/26/2013 - 09/09/2015
AXA ADVISORS, LLC (COLUMBIA MD)
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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