Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pandolpho has been active in the securities industry since 1994. Michael is a Registered Representative of Park Avenue Securities LLC. He has worked in the financial industry for over 28 years. Michael Pandolpho has experience in both the securities and investment advisory industries. He is currently registered in New Jersey and Utah as a broker-dealer and investment adviser. Michael has a broad range of experience, including financial planning, portfolio management, and educational seminars. He has held various positions in the financial services industry, including positions at Royal Alliance Associates, Inc. and Royce Investment Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/07/2008 - Present
Park Avenue Securities LLC (NEW YORK NY)
AZ
10/24/1997 - 03/18/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
08/19/1994 - 08/26/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 09/22/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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