Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McCaig is a financial advisor with over 30 years of experience in the industry. Michael currently works at Raymond James & Associates, Inc. in Conshohocken, PA. Michael has previously held positions at RBC CAPITAL MARKETS, LLC, JANNEY MONTGOMERY SCOTT LLC, PNC CAPITAL MARKETS LLC, RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, FIRST UNION CAPITAL MARKETS CORP. and N. D. MEYER & CO., INC. Michael is a Series 7, Series 52TO, Series 53, Series 50, Series 79 and Series 63 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/06/2023 - Present
Raymond James & Associates, Inc. (Conshohocken PA)
PA
06/30/2016 - 02/22/2023
RBC CAPITAL MARKETS, LLC (PITTSBURGH PA)
PA
09/07/2012 - 05/27/2016
JANNEY MONTGOMERY SCOTT LLC (PITTSBURGH PA)
PA
01/22/2004 - 08/20/2012
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
NY
01/02/2002 - 01/27/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
04/18/1999 - 01/14/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NC
07/26/1996 - 04/16/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
PA
07/14/1992 - 07/11/1996
N. D. MEYER & CO., INC. (PHILADELPHIA PA)
BC
Issued 08/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/22/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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