Unclaimed
Michael Ianni is an investment advisor representative with Nuveen Asset Management, LLC. Michael Ianni has been in the industry since April 24, 2006 and is registered with FINRA, the SEC, and the state regulators of 51 states and the District of Columbia. Michael Ianni is also registered as an investment advisor representative in 14 states. Michael Ianni has been employed with Nuveen Investments, LLC and Nuveen Asset Management, LLC. Michael Ianni has passed the Uniform Combined State Law Examination, General Securities Principal Examination, Investment Banking Registered Representative Examination, Securities Industry Essentials Examination, and General Securities Representative Examination. Michael Ianni is also an adjunct professor at DePaul University and is a consultant for D. Joel Whalen. Michael Ianni's firm, Nuveen Asset Management, LLC, provides investment advice to individuals, businesses, investment companies, pooled investment vehicles, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
BOTH
Issued 07/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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