Unclaimed
Michael Eschmann is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Foreside Fund Services, LLC, and has been a registered representative since 2000. Michael holds Series 3, 7 and 63 licenses. Michael has a strong background in the financial services industry, having worked for a variety of firms including OppenheimerFunds Distributor, Inc., Rafferty Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is committed to providing clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/21/2022 - Present
Foreside Fund Services, LLC (Fairfield CT)
NY
08/17/2016 - 05/27/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/15/2013 - 04/05/2016
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
08/07/2006 - 08/19/2013
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/29/2000 - 08/03/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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