Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael R. Egan is a financial advisor with Harley Capital LLC. Michael has been in the financial services industry since 1998 and has experience in providing financial advice to a variety of clients. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 9, 10, 24, 52, 53, 63, and 65 licenses. Michael is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/22/2021 - Present
Harley Capital LLC (WESTPORT CT)
CT
06/06/2018 - 10/22/2021
NATIONAL SECURITIES CORPORATION (WESTPORT CT)
NY
05/26/2016 - 03/14/2017
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
09/16/2015 - 06/23/2016
STOCKKINGS CAPITAL LLC (NEW YORK NY)
NY
09/10/2013 - 09/11/2015
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
NY
07/17/2013 - 09/03/2013
BLACKBOOK CAPITAL LLC (NEW YORK NY)
NY
01/25/2010 - 06/20/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NJ
02/18/2010 - 04/15/2011
FOUR POINTS CAPITAL PARTNERS LLC (RIDGEWOOD NJ)
NY
01/04/2010 - 01/25/2010
STOCK USA EXECUTION SERVICES, INC (CARMEL NY)
MA
11/17/2009 - 01/07/2010
ABAX BROKERAGE SERVICES, INC. (BOSTON MA)
NY
03/14/2005 - 12/12/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
06/10/2004 - 12/08/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/04/2002 - 07/09/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/13/2001 - 06/13/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
11/09/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NC
11/05/1997 - 08/30/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
08/05/1996 - 10/14/1997
WALL STREET ACCESS (NEW YORK NY)
NE
03/01/1994 - 11/08/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
08/24/1992 - 10/13/1992
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 02/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/23/1996
Series 4 - Registered Options Principal Examination
BC
Issued 03/01/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/01/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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