Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael R. Cavaliere is a financial advisor registered with Morgan Stanley. Michael has been in the industry since 2003 and has worked with several firms, including Democracy Funding, LLC, Cabot Lodge Securities LLC, and Cohen & Steers Securities, LLC. Michael holds licenses in several states, including New Jersey, New York, and Texas. Michael has earned numerous certifications including Chartered Financial Consultant. Michael's specialties include retirement planning, investment management, and estate planning. Michael is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/24/2018 - Present
Morgan Stanley (PURCHASE NY)
NY
01/19/2017 - 11/27/2017
DEMOCRACY FUNDING LLC (New York NY)
NY
10/06/2014 - 12/02/2016
CABOT LODGE SECURITIES LLC (NEW YORK NY)
NY
05/24/2013 - 08/28/2014
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
03/03/2010 - 05/13/2013
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
05/07/2009 - 02/02/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
PA
01/29/2008 - 01/14/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
NY
04/02/2007 - 01/15/2008
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/09/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 08/28/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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