Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael R. Adams is a financial advisor with UBS Financial Services Inc. Michael is a registered representative with both FINRA and the state of Nebraska. Michael has been in the financial industry since March 5, 1998. Michael has held previous roles with PIPER JAFFRAY & CO., ADVANCED CLEARING, INC., and AMERITRADE. Michael has been with UBS Financial Services Inc. since August 12, 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
08/12/2006 - Present
UBS Financial Services Inc. (OMAHA NE)
NE
07/25/2000 - 08/12/2006
PIPER JAFFRAY & CO. (OMAHA NE)
NE
03/29/2000 - 08/28/2000
ADVANCED CLEARING, INC. (OMAHA NE)
NE
03/06/1998 - 07/25/2000
AMERITRADE (BELLEVUE NE)
IA
Issued 08/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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