Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Quan Dao is a financial advisor registered with Wells Fargo Clearing Services, LLC. Michael has over 18 years of experience in the financial services industry. Michael is a licensed investment advisor and holds Series 6, 7, 63, and 65 licenses. Michael specializes in portfolio management, financial planning, and investment consulting services. Michael is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/20/2022 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
07/02/2013 - 10/22/2022
J.P. MORGAN SECURITIES LLC (HUNTINGTON BEACH CA)
CA
03/21/2013 - 07/02/2013
UNIONBANC INVESTMENT SERVICES, LLC (SANTA BARBARA CA)
CA
01/03/2011 - 03/19/2013
WELLS FARGO ADVISORS, LLC (CAMARILLO CA)
CA
06/05/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CAMARILLO CA)
CA
12/11/2004 - 06/08/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
05/17/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
IA
Issued 06/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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