Unclaimed
Michael Putica is a registered representative with Foreside Fund Services, LLC, based in Garden City, New York. Michael is a securities professional with extensive experience in the industry. Michael is registered in all 50 states and has a broad range of experience in the securities industry, having previously been employed with State Street Global Markets, LLC in Sydney. Michael holds Series 7, Series 24 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2023 - Present
Foreside Fund Services, LLC (Garden City NY)
NA
11/22/2017 - 07/05/2023
STATE STREET GLOBAL MARKETS, LLC (SYDNEY )
BC
Issued 01/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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