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Michael Putica

Foreside Fund Services, LLC

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About Michael Putica

Michael Putica is a registered representative with Foreside Fund Services, LLC, based in Garden City, New York. Michael is a securities professional with extensive experience in the industry. Michael is registered in all 50 states and has a broad range of experience in the securities industry, having previously been employed with State Street Global Markets, LLC in Sydney. Michael holds Series 7, Series 24 and Series 63 licenses.

Firm Information

Michael Putica is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Putica’s Registration & Firm History

NY

09/05/2023 - Present

Foreside Fund Services, LLC (Garden City NY)

NA

11/22/2017 - 07/05/2023

STATE STREET GLOBAL MARKETS, LLC (SYDNEY )

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Licenses & Designations

BC

Issued 01/02/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Putica.
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