Unclaimed
Michael Proulx is a financial professional with over 7 years of experience in the financial services industry. Michael is currently registered with Apollo Global Securities, LLC and is licensed in New York. Michael has experience in Investment Banking. Michael has passed Series 7TO, SIE, and Series 79 exams. Prior to joining Apollo Global Securities, LLC, Michael was employed by CREDIT SUISSE SECURITIES (USA) LLC and GOLDMAN SACHS & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
05/21/2020 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IL
11/24/2015 - 06/02/2020
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
BC
Issued 10/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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