Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Preston Cox is a registered investment advisor representative with Lombard Advisers Inc. Michael has been in the financial services industry since 1984 and has experience with both broker-dealers and investment advisors. Michael holds FINRA licenses Series 7, 9, 10, 63, and 65. Michael is registered with the state of North Carolina as an investment advisor representative and the state of Maryland as a broker-dealer representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/21/2022 - Present
Lombard Advisers Inc. (BALTIMORE MD)
NC
11/21/2003 - 12/07/2006
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (MATTHEWS NC)
KY
05/18/1990 - 01/21/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
09/26/1988 - 05/29/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
GA
12/15/1986 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NA
02/23/1984 - 01/01/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 05/08/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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