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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Preston Brooks is an investment advisor representative at Cypress Capital, LLC. Michael is a Chartered Financial Analyst (CFA). Michael has been registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative since June 2014. Michael has passed the Series 66, Series 10, Series 9, Series 31 and Series 7 exams. Michael has previous experience working for MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael has specialized in providing investment advice to corporations, businesses and individuals. Michael is currently licensed in Louisiana, Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Serve as sub-adviser, provide model portfolios, consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
01/05/2015 - Present
Cypress Capital, LLC (FRANKLIN TN)
TN
06/01/2009 - 06/16/2014
MORGAN STANLEY (FRANKLIN TN)
TN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FRANKLIN TN)
TN
08/18/2000 - 04/02/2007
MORGAN STANLEY DW INC. (NASHVILLE TN)
NY
05/19/2000 - 08/23/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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