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Michael Politowicz

Northwestern Mutual Investment Services, LLC

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About Michael Politowicz

Michael Politowicz is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC, where Michael has been employed since April 2021. Michael has been in the industry since August 2003. Previously, Michael was employed by Charles Schwab & Co., Inc. in Orlando, FL, Edward Jones in Altamonte Springs, FL, Countrywide Investment Services, Inc. in Lake Mary, FL, Hornor, Townsend & Kent, Inc. in Horsham, PA, and Equity Services, Inc. in Montpelier, VT. Michael holds Series 6, 7, 9, and 66 securities licenses. Michael is registered in Connecticut, Delaware, Florida, New Jersey, New York, Pennsylvania, and Texas.

Firm Information

Michael Politowicz is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1818 MARKET ST STE 3400

PHILADELPHIA, PA 19103

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Politowicz’s Registration & Firm History

PA

04/26/2021 - Present

Northwestern Mutual Investment Services, LLC (PHILADELPHIA PA)

FL

04/04/2011 - 02/25/2021

CHARLES SCHWAB & CO., INC. (Orlando FL)

FL

11/01/2006 - 06/28/2010

EDWARD JONES (ALTAMONTE SPRINGS FL)

FL

05/25/2006 - 08/07/2006

COUNTRYWIDE INVESTMENT SERVICES, INC. (LAKE MARY FL)

PA

03/17/2003 - 02/01/2005

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

VT

01/17/2001 - 02/12/2003

EQUITY SERVICES, INC. (MONTPELIER VT)

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Licenses & Designations

BOTH

Issued 12/29/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/11/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2006

Series 7 - General Securities Representative Examination

BC

Issued 1/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Politowicz.
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