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Michael Pidgeon

Moelis & Co. LLC

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About Michael Pidgeon

Michael Pidgeon is a financial professional with experience in the investment banking industry. Michael has held positions at Moelis & Co. LLC, Houlihan Lokey Capital, Inc., SMBC Nikko Securities America, Inc., and Guggenheim Funds Distributors, LLC. Michael is currently registered with Moelis & Co. LLC.

Firm Information

Michael Pidgeon is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Pidgeon’s Registration & Firm History

NY

10/12/2021 - Present

Moelis & Co. LLC (NEW YORK NY)

MA

12/24/2020 - 10/22/2021

HOULIHAN LOKEY CAPITAL, INC. (Dedham MA)

NY

07/12/2019 - 12/21/2020

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

IL

10/08/2013 - 06/09/2016

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/12/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/09/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Pidgeon.
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