Unclaimed
Michael Pidgeon is a financial professional with experience in the investment banking industry. Michael has held positions at Moelis & Co. LLC, Houlihan Lokey Capital, Inc., SMBC Nikko Securities America, Inc., and Guggenheim Funds Distributors, LLC. Michael is currently registered with Moelis & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/12/2021 - Present
Moelis & Co. LLC (NEW YORK NY)
MA
12/24/2020 - 10/22/2021
HOULIHAN LOKEY CAPITAL, INC. (Dedham MA)
NY
07/12/2019 - 12/21/2020
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
IL
10/08/2013 - 06/09/2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
BC
Issued 07/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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