Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Phung is a financial advisor registered with J.P. Morgan Securities LLC. Michael has over 18 years of experience in the financial services industry and holds licenses in 53 states and Washington, D.C. Michael has served as a financial advisor for TIAA-CREF Individual & Institutional Services, LLC and SunTrust Investment Services, Inc. Michael has also been a real estate owner and an e-commerce business owner. Michael specializes in investment strategies for individuals, businesses, high-net-worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
05/19/2022 - Present
J.p. Morgan Securities LLC (SANTA MONICA CA)
CA
11/13/2015 - 04/29/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LOS ANGELES CA)
DC
03/29/2010 - 11/07/2013
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
DC
03/25/2009 - 03/29/2010
HSBC SECURITIES (USA) INC. (WASHINGTON DC)
DC
07/07/2006 - 03/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WASHINGTON DC)
MA
07/24/2000 - 08/17/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 12/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/22/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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